Corporate Third Party Oversight Operations – Associate (Legal Entity Broker)

If you enjoy partnering with contacts across the firm, building strong relationships with your colleagues and helping to move the business forward while helping comply to our regulatory commitments and associated policies, this could be the position for you. Corporate Third Party Oversight (CTPO) Legal Entity Broker is a centralized group within Global Supplier Services that manages the Inter Affiliate Oversight & Third Party Governance function for several different Corporate Functions in the regions. This group supports Legal Entity Risk Assessment lifecycle.

As a CTPO Legal Entity Broker - Associate in the CTPO team you will work closely with regional stakeholders and global teams to comply with the CTPO lifecycle, firmwide governance framework and regulatory requirements. You will contribute to process improvements to enhance the overall control environment and work to proactively mitigate risk through effective governance.

Job responsibilities

• Manage, monitor and track a pipeline of Inter Affiliate and Third Party Risk assessments compliance to the internal policies and regulatory requirements
• Monitor through reports, tools, and system research for all services associated with the Inter Affiliate and Third Party Risk assessment lifecycle
• Prepare and report performance metrics
• Understand all risks and issues and be able to explain the significance of the risk to the business representative and other key stakeholders
• Update the appropriate systems and maintain documentation in accordance with all policies and procedures
• Actively contribute to continuous improvement initiatives with focus on operational efficiency
• Provide guidance and consultation to the team to enhance and develop a collaborative approach within the oversight model

Required qualifications, capabilities, and skills