Financial Crime Prevention Assurance Regional Team Lead - [EMEA]

Financial Crime Prevention Assurance Regional Team Lead - [EMEA] Your role

Do you have proven experience in executing and supporting assurance reviews or audits, identifyingplex financial crime risks and agreeing improvements to processes and controls? Can you clearlymunicate risks and issues to senior and executive management? You will :

• Ensure effective execution of FCPA reviews requirements over UBS affiliates under FINMA AML Ordinance (AML-O 6), as part of an annual program of detailed on-site or remote location reviews and cross-jurisdictional thematic reviews.
• Work with colleagues in Financial Crime Prevention Risk, Divisional CORC Group Internal Audit, and with other stakeholders to execute review activities that target financial crime control processes across first and second line of defense.
• Assess and analyzeplex data from multiple sources to draw insightful conclusions and identify risk concentrations.
• Report results to stakeholders on issues and concerns identified; and maintain strong working relationships with remediation owners across UBS to ensure that agreed actions are appropriately tracked and implemented.
• Advise on best practices and improvement opportunities for more effective financial crime remediation.
• Represent the team, as part of a wider FCP Assurance function, to senior stakeholders inpliance and across the business and participate in global Assurance programs and activities.

International travel across EMEA region will be required as part of this role and you should befortable with working in a wide variety of locations.

Your team

Financial Crime Prevention is a global program that drives remediation and root-cause resolution of regulatory and related AML, Sanctions, Fraud and Anti-Bribery & Corruption issues across all UBS locations. Your colleagues are a team of talented, motivated professionals, and you'll work with all stakeholders at all levels frompliance teams and the business.

The FCP Assurance function is responsible for all consolidated supervision, control testing and quality assurance activities within financial crime prevention including execution of periodic location reviews; control testing over first and second lines of defense; targeted quality assurance activities over execution of controls; setting and maintaining a strategy for assurance activity and reviewing the assurance program on an annual basis; working in conjunction with other control, monitoring and audit teams. As a Regional Team Lead you will be in charge of managing a team on the ground, overseeing testing of different parts of FCP program, timely delivery ofpeting priorities andmunicating progress to the relevant regional and global leads.

Your expertise

About us

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions : Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from ourpetitors..

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact? Job ID 311747BR