Investment Compliance Junior Specialist

Investment Compliance Junior Specialist role at BNP Paribas CIB. Investment Compliance is part of the Depositary and Fiduciary domain of BNP Paribas. The DFS department is responsible for fund asset protection : cash monitoring, safekeeping and overseeing the fund’s affairs to ensure compliance with applicable laws and the fund’s constitutional documents. If you are interested in combining your analytical skills and financial knowledge in a dynamic, multicultural, and multi-location environment, consider joining Investment Compliance.

Overview

Investment Compliance is part of the Depositary and Fiduciary domain of BNP Paribas. DFS focuses on monitoring and ensuring that funds comply with legal and contractual obligations.

Responsibilities

• Financial analysis of contractual and legal requirements and implementation into the compliance monitoring system
• Carry out investment operations on funds to ensure assets comply with legal and contractual requirements, including pre-analysis, market conformity, and lending checks
• Perform investment compliance controls using a dedicated IT tool
• Analyze and document all reported investment compliance exceptions
• Identify and categorize investment compliance breaches, including the origin of the incident
• Setup and maintenance of funds master data
• Ensure data integrity and exhaustiveness received from fund accountants, custodians, etc.

Requirements

We Offer

Seniority level

Employment type

Job function

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