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Monitoring & Surveillance Analyst
Monitoring & Surveillance AnalystUBS • Wrocław, Województwo dolnośląskie, Polska
Monitoring & Surveillance Analyst

Monitoring & Surveillance Analyst

UBS • Wrocław, Województwo dolnośląskie, Polska
4 days ago
Job description

Join to apply for the Monitoring & Surveillance Analyst role at UBS .

Job Reference # BR

Job Type Full Time

About the role

The Global Market Conduct Surveillance Execution team based in Wroclaw is seeking an FX / PM Market Conduct Surveillance Analyst to investigate potential market abuses and support surveillance framework improvement.

Responsibilities

  • Investigate cases of potential market abuse across automated alerting systems (e.g., NASDAQ Trade Surveillance) for Forex and Precious Metals.
  • Perform ad‑hoc deep‑dive reviews of activity in response to regulator / exchange queries, using internal systems and external resources.
  • Drive continuous improvement of the surveillance framework, including design and operational effectiveness evaluations and control recalibration.
  • Contribute to strategic department projects, including global and regional initiatives.
  • Participate in implementation activities, including testing and integration.
  • Assist in the production of effective management information reports for Senior Management.

Qualifications

  • University degree in Finance, Economics, Law, or a related field.
  • 3+ years of relevant experience in banking / financial institution compliance / control environment.
  • Experience with Market Abuse Trade Surveillance using solutions such as SMARTS (NASDAQ Trade Surveillance), ACTIMIZE, and / or first‑line controls framework reviews.
  • Sound understanding of regulatory environment relating to market abuse (MiFID II, MAR, FINMA).
  • Strong analytical and communication skills.
  • Good working knowledge of Microsoft Office, especially Excel.
  • Willingness to learn and develop expertise in market conduct surveillance and regulatory requirements.
  • About UBS

    UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions : Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank.

    UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support diverse cultures, perspectives, skills and experiences within our workforce.

    Report misconduct : If you are made aware of any of our employees or individuals acting on behalf of UBS engaging in acts of misconduct under the Poland Whistleblowing Act, you may report your concerns through

    #J-18808-Ljbffr

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    Analyst • Wrocław, Województwo dolnośląskie, Polska

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