Wealth Management - Regulatory Engagement - Analyst - Warsaw

YOUR IMPACT :

Private Wealth Management (PWM) Operations team is seeking an Analyst / Associate to join the new EMEA Regulatory Engagement Team. The professional will collaborate with our Clients, PWM Sales and Business teams, as well as Legal, Compliance, Anti Money Laundering and other Federations teams, to manage the Region’s Regulatory landscape for PWM with engagement with External Auditors and Regulators, ensuring compliance to Regulations, Firmwide and internal regulatory policies. There will be a strong focus on providing best in class representation of the Firm as well as subject matter expertise in these engagements. The professional will also have the opportunity to be innovative by improving processes, reducing risk and increasing efficiency.

OUR IMPACT :

Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes, the controls that makes business flow in accordance with the respective Regulations. The EMEA Regulatory Engagement Team will predominately be focused on KYC across New Onboarding, Maintenance and Rolling Review, data integrity, risk management and regulatory requirements. The Team will also require having knowledge into Payment and Trade workflows when representing the Firm & Division to both Internal and External Stakeholders.

HOW YOU WILL FULFILL YOUR POTENTIAL :

• Develop relationships with PWM business teams, PWM Compliance, PWM Legal, and other Operations groups to ensure that PWM Operations is providing the highest quality interactions throughout multiple engagements
• Ensure data hygiene for approved clients, products and services, including Cash products, Client Statement and Performance reporting
• Review and collate Audit Packs, to be in line with the requirements laid out by the respective Auditor / Regulator
• Process and control analysis to ensure effective oversight and risk management including the adherence to and enforcement of Firmwide policies and relevant regulations
• Resolve issues through coordination with PWM business, PWM Compliance, PWM Legal and other Operations teams
• Work with various teams, including the PWM business and Operations, on process improvement and strategic projects
• Support with procedures updates and improvements

SKILLS & EXPERIENCE WE’RE LOOKING FOR :

BASIC QUALIFICATIONS :

Applications

and Operations

well with others internally to accomplish client objectives

clients / constituents to respond to inquiries quickly

independently, to gather information, make decisions and drive results.

PREFERRED QUALIFICATIONS :

corporate resolutions)

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at / careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.